Daniel Katz is a registered investment advisor at Steele Street Private Wealth Management, based in Denver, CO, with 18 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Retirement Planning, Tax Planning. Their firm serves 104 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Steele Street Private Wealth Management charges a percentage of your portfolio each year for investment management services. The specific rate is agreed upon in your Investment Advisory Agreement, up to a maximum of 1.50%. Fees are billed quarterly in advance, based on the market value of your portfolio at the end of the previous quarter. Financial planning is included in these fees.
Location
50 S. Steele Street, Suite 501, Denver, CO, 80209
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a committee member of CFA Society Colorado, an advisory board member for the University of Colorado - Boulder Economics Department, a board member of Economic Literacy Colorado, and treasurer of Stanley British Primary School Parents Association. Each of these activities takes about 10-20% of Daniel's time.
Employment History
Current Registrations
Steele Street Private Wealth Management
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
First Financial Equity Corporation
Vista Private Wealth Partners LLC
First Financial Equity CorporationBroker
Gill Capital PartnersBroker
Gill Capital Partners
Morgan Stanley
Morgan StanleyBroker
B. C. Ziegler and Company
B. C. Ziegler and CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.