Henry Wu is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 5 mos
Morgan StanleyBroker
February 2016 - Present · 10 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2015 - February 2016 · 4 mos
J.P. Morgan Securities LLCBroker
February 2013 - February 2016 · 3 yrs
Wells Fargo Advisors, LLCBroker
July 2008 - February 2013 · 4 yrs 7 mos
Wells Fargo Advisors, LLC
July 2008 - February 2013 · 4 yrs 7 mos
UBS Financial Services INC.
November 2007 - June 2008 · 7 mos
UBS Financial Services INC.Broker
September 2007 - June 2008 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.