Walter Varian is a registered investment advisor at Mariner, based in West Hartford, CT, with 15 years of industry experience. Walter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
10 N Main Street, Suite 214, West Hartford, CT, 06107
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2021Employment History
Current Registrations
Mariner
Previous Registrations
Edelman Financial Engines
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Morgan Stanley
Morgan StanleyBroker
Credit Suisse Securities (USA) LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Alexander Blanco, CFPMariner
- Christopher Pierce, CFAHfm Wealth Management
- Brian Fierston, CFPFierston Financial Group INC
- Nathan Fierston, CFPFierston Financial Group INC
- Raymond Powell, CFPCambridge Investment Research Advisors, INC.
- Timothy Rich, CFAYhb Investment Advisors INC