Steven Smetana
Steven Smetana is a registered investment advisor at LPL Financial LLC, based in Akron, OH, with 19 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
4100 Embassy Parkway, Suite 100, Akron, OH, 44333
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates his LPL business through Symphony Financial Services, Inc., dedicating nearly full-time hours. He also provides investment advisory services through Symphony Financial Services, spending about half his time on this activity. Additionally, Steven sells non-variable insurance through Ash Brokerage, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
Symphony Financial Services, INC.
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Centrust Wealth Management, INC.
First Allied Securities, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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