Kenneth Martin is a registered investment advisor at Morgan Stanley, based in Boston, MA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
28 State Street 26th Floor, Boston, MA, 02110
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009Denied
Employment History
Current Registrations
Morgan Stanley
November 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
April 2011 - Present · 15 yrs 3 mos
Previous Registrations
Morgan Stanley
April 2011 - December 2015 · 4 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2007 - April 2011 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2007 - April 2011 · 3 yrs 9 mos
State Registrations37 states
ALAZCACOCTDEFLGAILKSLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.