Julia Smith
Julia Smith is a registered investment advisor at Cetera Investment Advisers LLC, based in Louisville, KY, with 14 years of industry experience. Julia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6010 Brownsboro PK Blvd Ste A, Louisville, KY, 40205
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Julia is a partner in Ideas Abyss LLC, a rental property, and oversees the management company, dedicating minimal time to this activity. She also works full-time as a financial advisor with Smith & Smith, LTD, selling and servicing insurance, securities, and investment products, and as an independent insurance agent selling fixed insurance products.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Park Avenue Securities LLCBroker
State Registrations11 states
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