TrueAdvisor
TrueAdvisor
AC
AC

Aaron Andrew Clark

UBS Financial Services INC.
17 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
9200 advisors
Number of Clients
1,134,581 clients
Average Client Portfolio
$713K average
Assets Under Management
$808.8B

Fee Structure

Minimum Investment:$25K
Minimum Annual Fee:$10,000

Location

One North Wacker Drive, Ste 3300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
UBS Financial Services INC.
February 2025 - Present · 1 yr
UBS Financial Services INC.Broker
February 2025 - Present · 1 yr
Previous Registrations
UBS Securities LLCBroker
March 2018 - February 2025 · 6 yrs 11 mos
UBS Financial Services INC.Broker
February 2014 - January 2022 · 7 yrs 11 mos
Lazard Capital Markets LLCBroker
July 2009 - December 2013 · 4 yrs 5 mos
Credit Suisse Securities (USA) LLCBroker
October 2007 - July 2009 · 1 yr 9 mos
State Registrations44 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.