Antonio Lopez
Antonio Lopez is a registered investment advisor at Wells Fargo Advisors, based in Santa Fe, NM, with 19 years of industry experience. Antonio is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
315 Paseo De Peralta, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2011Other Business Activities
Antonio owns 100% of Athena Realty LLC, a rental property, and dedicates minimal time to it. He also has a loan, is a small investor in a film production company, and is the author of a travel memoir, all requiring minimal time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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