Heather Ferris is a registered investment advisor at LPL Financial LLC, based in Overland Park, KS, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7007 College Blvd Ste 270, Overland Park, KS, 66211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heather operates her LPL business under the DBA Personal Financial Group since October 2024. This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Thrivent Investment Management INC.Broker
Thrivent Investment Management INC.
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Bosc, INC.Broker
LPL Financial CorporationBroker
Mutual Service CorporationBroker
Equitrust Marketing Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.