JM
CFP
JM
CFP

John Mccloskey

18 Years of Experience
Colorado Springs, CO
BrokerSells Insurance

John Mccloskey is a CFP-designated registered investment advisor, based in Colorado Springs, CO, with 18 years of industry experience.

Location

1975 Research Parkway, Suite 135, Colorado Springs, CO, 80920

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is a managing wealth advisor at Ashton Thomas Private Wealth, managing client portfolios, dedicating full-time hours. He is also a life insurance agent at Ashton Thomas Insurance Agency, spending a few hours per week on life insurance sales.

Employment History
Current Registrations
M. S. Howells & CO.
February 2023 - Present · 3 yrs 5 mos
M. S. Howells & CO.Broker
February 2023 - Present · 3 yrs 5 mos
Ashton Thomas Private Wealth
February 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2020 - February 2023 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
March 2020 - February 2023 · 2 yrs 11 mos
Wells Fargo Clearing Services, LLC
January 2011 - January 2020 · 9 yrs
Wells Fargo Clearing Services, LLCBroker
January 2011 - January 2020 · 9 yrs
Wells Fargo Investments, LLC
October 2010 - January 2011 · 3 mos
Wells Fargo Investments, LLCBroker
October 2010 - January 2011 · 3 mos
Wells Fargo Advisors, LLC
September 2010 - September 2010 · 0 mos
Wells Fargo Advisors, LLCBroker
July 2010 - September 2010 · 2 mos
Wells Fargo Advisors, LLC
July 2010 - September 2010 · 2 mos
Wells Fargo Investments, LLC
August 2007 - July 2010 · 2 yrs 11 mos
Wells Fargo Investments, LLCBroker
July 2007 - July 2010 · 3 yrs
State Registrations12 states
AZCACOFLIDLANCNENMSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Mccloskey - Financial Advisor | TrueAdvisor