TrueAdvisor
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TG
CFP · ChFC
TG
CFP · ChFC

Travis Gingras

Unique Wealth, LLC
18 Years of Experience
Tampa, FL
View SEC Summary
View SEC Summary

Travis Gingras is a CFP, ChFC-designated registered investment advisor at Unique Wealth, LLC, based in Tampa, FL, with 18 years of industry experience. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 846 clients with $970M in assets under management.

Unique Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
846 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$965.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K1.65%
$100K - $500K1.25%
$500K - $800K1.00%
$800K - $1.0M0.85%
$1.0M - $3.5M0.75%
$3.5M - $5.0M0.72%
$5.0M - $10.0M0.60%
$10M+0.45%

Fees are negotiable. Certain assets are billed at separate flat rates: digital assets at 0.90%, fee-based annuities at 1.00%, structured notes/treasuries/cash/CDs at 0.60%, and custom bond portfolios at 0.75%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4830 W Kennedy Blvd, Ste 100, Tampa, FL, 33609

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Unique Wealth, LLC
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
September 2018 - December 2019 · 1 yr 3 mos
Northwestern Mutual Investment Services, LLCBroker
September 2018 - March 2021 · 2 yrs 6 mos
MML Investors Services, LLC
November 2015 - September 2018 · 2 yrs 10 mos
MML Investors Services, INC.
July 2009 - December 2009 · 5 mos
MML Investors Services, LLCBroker
November 2008 - September 2018 · 9 yrs 10 mos
Edward Jones
September 2007 - July 2008 · 10 mos
Edward JonesBroker
June 2007 - July 2008 · 1 yr 1 mo
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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