RK
RK

Raffi Kendirjian

18 Years of Experience
Pasadena, CA
Broker

Raffi Kendirjian is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pasadena, CA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

800 E Colorado Blvd, Pasadena, CA, 91101

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Raffi volunteers as Chair of the Christmas Ball for the Western Diocese of the Armenian Church and serves on the Artsakh Heritage Committee, requiring minimal time. He is also a board member for the Anjar Education Endowment Fund and Haigazian University, dedicating minimal time to each.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - Present · 16 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2009 - Present · 16 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
August 2007 - December 2009 · 2 yrs 4 mos
UBS Financial Services INC.Broker
July 2007 - December 2009 · 2 yrs 5 mos
State Registrations30 states
ALAZCACOCTDCDEFLGAHIIDILINMAMIMTNCNENHNJNVNYOHORPATNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.