TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
BR
CFA · CFP
BR
CFA · CFP
Brennan Richard Redmond
Sage, Rutty & CO., INC.
18 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & Coaching
Retirement Planning
Investment Management
Tax Planning
Estate Planning
Sage, Rutty & CO., INC.
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
40 advisors
Number of Clients
7,702 clients
Average Client Portfolio
$392K average
Assets Under Management
$3.0B
Fee Structure
Minimum Investment:
None
Investment Management
Planning
Loading...
Location
100 Corporate Woods, Suite 300, Rochester, NY, 14623
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Criminal
July 1999
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Sage, Rutty & CO., INC.
June 2017 - Present · 8 yrs 8 mos
Sage, Rutty & CO., INC.
Broker
June 2017 - Present · 8 yrs 8 mos
Previous Registrations
Brighton Securities CORP.
March 2015 - June 2017 · 2 yrs 3 mos
Brighton Securities CORP.
Broker
June 2007 - June 2017 · 10 yrs
State Registrations
17 states
AL
AZ
CA
CO
DC
FL
ID
MA
MD
NJ
NY
OH
PA
TX
UT
VA
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.