David Shaw is a registered investment advisor, based in Manasquan, NJ, with 18 years of industry experience.
Location
2317 Rt 34, St 1D & 1E, Manasquan, NJ, 08736
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Regulatory History (1)
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Customer Dispute
November 2023Settled
Other Business ActivitiesSells Insurance
David works as an independent contractor for Allied Wealth Partners and as an agent/broker for Premier Brokerage Services, selling fixed insurance products and term life insurance. He dedicates minimal time to these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2020 - August 2023 · 2 yrs 11 mos
Securian Financial Services, INC.Broker
September 2020 - August 2023 · 2 yrs 11 mos
Edward Jones
June 2016 - September 2020 · 4 yrs 3 mos
Edward JonesBroker
May 2016 - September 2020 · 4 yrs 4 mos
Metlife Securities INC.Broker
January 2015 - June 2016 · 1 yr 5 mos
Metlife Securities INC.
January 2015 - June 2016 · 1 yr 5 mos
New England Securities Corporation
August 2008 - January 2015 · 6 yrs 5 mos
New England SecuritiesBroker
August 2008 - January 2015 · 6 yrs 5 mos
UBS Financial Services INC.
July 2007 - August 2008 · 1 yr 1 mo
UBS Financial Services INC.Broker
July 2007 - August 2008 · 1 yr 1 mo
State Registrations8 states
COFLGAMSNCNJNYSC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.