Qi Yan is a registered investment advisor at Guggenheim Partners Investment Management, LLC, based in New York, NY, with 18 years of industry experience. Qi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 222 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
GPIM manages investments for institutional clients through separately managed accounts and pooled investment vehicles. Fees are negotiated with each client based on the type of service, account size, and relationship with GPIM. The standard management fee for separately managed accounts generally ranges up to 1.00% annually of the value of the assets in the account. Fees for private funds are based on the fund's offering documents. GPIM is also compensated for providing sub-advisory services to managed account programs.
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Qi is an active partner/owner of Wilshire Fifth LLC, a small private holding company of private investments, since 2018. Qi devotes minimal time to this activity, and none during securities trading hours.
Employment History
Current Registrations
Guggenheim Partners Investment Management, LLC
Previous Registrations
Guggenheim Partners Asset Management, LLC
State Registrations2 states
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