Qi Yan
Qi Yan is a registered investment advisor at Guggenheim Partners Investment Management, LLC, based in Medford, OR, with 18 years of industry experience. Qi operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 440 clients with $240B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Standard management fee for institutional separately managed account portfolios generally ranges up to 1.00 percent annually. Fees are negotiable based on account size, type of service, and relationship.
Fee Estimator
Location
Medford, OR
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Qi is an active partner/owner of Wilshire Fifth LLC, a small private holding company of private investments, since 2018. Qi devotes minimal time to this activity, and none during securities trading hours.
Employment History
Current Registrations
Guggenheim Partners Investment Management, LLC
Previous Registrations
Guggenheim Partners Asset Management, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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