Stephen Mattingly is a CFP-designated registered investment advisor at Treiberg Wealth Management, based in Tucson, AZ, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 274 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The specific fee charged is negotiated based on the fee schedule. Lower fees for comparable services may be available from other sources.
Fee Estimator
Location
3573 East Sunrise Drive, Suite 115, Tucson, AZ, 85718
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen operates Treiberg Wealth Management as a DBA for his LPL business and as a registered investment advisor, dedicating full-time hours to these activities. He also uses SEM Group, Inc. as a business entity for tax/investment purposes, spending about 10-20% of his time on it.
Employment History
Current Registrations
Treiberg Wealth Management
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.