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Hasan Ross-El

LPL Financial LLC
18 Years of Experience
Columbia, SC
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Hasan Ross-El is a registered investment advisor at LPL Financial LLC, based in Columbia, SC, with 18 years of industry experience. Hasan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1715 Pickens St, Columbia, SC, 29201

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2025
Judgment / Lien
November 2024
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Hasan operates E Financial Advisors as a DBA for his LPL business. He also sells non-variable insurance through HYR Financial, dedicating about 10-20% of his time, and is the COO of The Legace' Group, spending a few hours per week. Hasan also does food delivery for DoorDash.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 7 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Park Avenue Securities LLC
October 2016 - March 2022 · 5 yrs 5 mos
Park Avenue Securities LLCBroker
March 2016 - March 2022 · 6 yrs
Northwestern Mutual Investment Services, LLCBroker
January 2008 - March 2016 · 8 yrs 2 mos
State Registrations11 states
FLGAINMDNCNYOHSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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