Nick Stavropoulos
Nick Stavropoulos is a registered investment advisor at LPL Financial LLC, based in Hoffman Estates, IL, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2200 W. Higgins Road, Hoffman Estates, IL, 60169
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2012Other Business Activities
Nick works with Wintrust Investments as a DBA for LPL Business, which is an entity for his LPL business. This investment-related activity takes nearly all of Nick's time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wintrust Investments LLCBroker
Wintrust Investments
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
PNC Investments
PNC InvestmentsBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.