JU
JU

Jennifer Uy

17 Years of Experience
Irvine, CA
Broker

Jennifer Uy is a registered investment advisor at Raymond James & Associates, INC., based in Irvine, CA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

400 Spectrum Center Dr, Suite 1750, Irvine, CA, 92618

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2024 - Present · 2 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
January 2011 - January 2024 · 13 yrs
UBS Financial Services INC.Broker
May 2008 - January 2024 · 15 yrs 8 mos
State Registrations20 states
ARAZCACOFLGAHIIDMDMNNCNJNVNYOHPATNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.