James Milford
James Milford is a CFP-designated registered investment advisor at LPL Financial LLC, based in St Louis, MO, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
12412 Powerscourt Dr, Ste 225, St Louis, MO, 63131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells non-variable insurance, dedicating minimal time to this activity. He also operates his LPL business through Zanowski Financial Group LLC and Milford Financial Services, LLC, and has a business entity for tax/investment purposes, Financial Services Holdings, LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Creative Planning
Wipfli Financial Advisors, LLC
Avantax Investment Services, INC.Broker
Proequities, INC.Broker
Avantax Planning Partners, INC.
Scottrade, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Securities America Advisors, INC.
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.