Kathryn Cocreham is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 10 mos
Previous Registrations
Solium Financial Services LLCBroker
October 2019 - September 2020 · 11 mos
Oppenheimer & CO. INC.
January 2019 - October 2019 · 9 mos
Oppenheimer & CO. INC.Broker
January 2019 - October 2019 · 9 mos
Charles Schwab & CO., INC.
January 2016 - October 2018 · 2 yrs 9 mos
Charles Schwab & CO., INC.Broker
March 2010 - October 2018 · 8 yrs 7 mos
Charles Schwab & CO., INC.
March 2010 - December 2014 · 4 yrs 9 mos
Thrivent Investment Management INC.
February 2009 - January 2010 · 11 mos
Thrivent Investment Management INC.Broker
March 2008 - January 2010 · 1 yr 10 mos
Vanguard Marketing CorporationBroker
June 2007 - February 2008 · 8 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.