MG
MG
Michael Giordano
15 Years of Experience
Red Bank, NJ
1 DisclosureBroker
Michael Giordano is a registered investment advisor at Charles Schwab & CO., INC., based in Red Bank, NJ, with 15 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
55 Broad St, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2024Pending
Employment History
Current Registrations
Charles Schwab & CO., INC.
March 2021 - Present · 5 yrs 2 mos
Charles Schwab & CO., INC.Broker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC.
November 2020 - February 2021 · 3 mos
Ameriprise Financial Services, LLCBroker
November 2020 - February 2021 · 3 mos
Stifel, Nicolaus & Company, Incorporated
February 2020 - November 2020 · 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2020 - November 2020 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2018 - February 2020 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2018 - February 2020 · 2 yrs 1 mo
Strategic Advisers, INC.
May 2012 - February 2018 · 5 yrs 9 mos
Fidelity Brokerage Services LLCBroker
March 2012 - January 2018 · 5 yrs 10 mos
Barclays Capital INC.Broker
December 2010 - March 2012 · 1 yr 3 mos
State Registrations16 states
AZCODEFLGAILMAMINCNJNYORPATNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.