SM
SM
Seth Mcclellan
16 Years of Experience
Brooklyn, NY
Broker
Seth Mcclellan is a registered investment advisor at Cetera Investment Advisers LLC, based in Brooklyn, NY, with 16 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
347 Flushing Ave, Ste 522, Brooklyn, NY, 10917
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLC
October 2011 - Present · 14 yrs 7 mos
Cetera Advisors LLCBroker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Cetera Advisors LLC
July 2022 - March 2024 · 1 yr 8 mos
First Allied Securities, INC.Broker
December 2016 - June 2022 · 5 yrs 6 mos
Summit Brokerage Services, INC.Broker
July 2015 - December 2019 · 4 yrs 5 mos
Girard Securities, INC.Broker
July 2015 - November 2017 · 2 yrs 4 mos
Vsr Financial Services, INC.Broker
July 2015 - November 2016 · 1 yr 4 mos
Investors Capital CORP.Broker
July 2015 - November 2016 · 1 yr 4 mos
Cetera Financial Specialists LLCBroker
May 2012 - June 2022 · 10 yrs 1 mo
Cetera Advisor Networks LLCBroker
October 2011 - June 2022 · 10 yrs 8 mos
Financial Network Investment CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
Multi-Financial Securities CorporationBroker
March 2009 - October 2010 · 1 yr 7 mos
Ing Financial Partners, INC.Broker
March 2009 - February 2010 · 11 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.