James Mcgill is a CFP-designated registered investment advisor, based in New York, NY, with 18 years of industry experience.
Location
475 Park Avenue South, Suite 2100, New York, NY, 10016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a financial advisor with Kestra Advisory Services LLC and Christopher Street Financial, dedicating full-time hours to both. He also serves as treasurer for 515 LLC, a real estate company, spending minimal time on accounting and recordkeeping.
Employment History
Current Registrations
Kestra Investment Services, LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Prudential Investment Management Services LLCBroker
M&t Securities, INC.Broker
State Registrations34 states
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