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Ricardo Flores

18 Years of Experience
Coral Gables, FL
2 DisclosuresBroker

Ricardo Flores is a registered investment advisor at Wells Fargo Advisors, based in Coral Gables, FL, with 18 years of industry experience. Ricardo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

396 Alhambra Cir 8th Fl, [D2-Rbo], Coral Gables, FL, 33134

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2015
Denied
Customer Dispute
January 2011
Denied
Other Business Activities

Ricardo owns two rental properties in Florida since 2016 and 2017, respectively. He spends minimal time on these activities.

Employment History
Current Registrations
Wells Fargo Advisors
April 2008 - Present · 18 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Gunnallen Financial, INCBroker
September 2007 - December 2007 · 3 mos
State Registrations34 states
ARCACOCTDEFLGAIAILINKYLAMAMDMIMNMONCNJNMNVNYORPAPRRISCSDTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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