Ronald Serra is a ChFC-designated registered investment advisor, based in Westbury, NY, with 16 years of industry experience.
Location
1400 Old Country Rd, Suite 408, Westbury, NY, 11590
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Ronald owns rental property and officiates youth and high school football and lacrosse games. He also serves as a FINRA arbitrator for inter-industry arbitration cases.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
April 2025 - Present · 1 yr 1 mo
Cetera Investment Advisers LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
LPL Financial LLCBroker
March 2024 - October 2024 · 7 mos
LPL Financial LLC
March 2024 - October 2024 · 7 mos
Esi Financial Advisors
June 2021 - March 2024 · 2 yrs 9 mos
Equity Services, INC.Broker
March 2020 - March 2024 · 4 yrs
R & R Financial Planners, INC.
June 2014 - June 2020 · 6 yrs
Rnr Securities, L.L.C.Broker
February 2013 - March 2020 · 7 yrs 1 mo
Signator Investors, INC.Broker
September 2011 - October 2012 · 1 yr 1 mo
MML Investors Services, LLCBroker
September 2009 - February 2011 · 1 yr 5 mos
Lincoln Financial Advisors CorporationBroker
November 2008 - May 2009 · 6 mos
Metlife Securities INC.Broker
July 2007 - November 2008 · 1 yr 4 mos
State Registrations5 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.