David Stone
David Stone is a registered investment advisor at Stone Financial, based in Harrison, AR, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 148 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $350K | 1.50% |
| $350K - $1000K | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. Account values of family members living in the same household may be combined to determine the applicable advisory fee.
Fee Estimator
Location
Harrison, AR
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business ActivitiesSells Insurance
David owns Four Stone Properties, LLC, a real estate holding and rental company, and is also an independent insurance agent selling health and life insurance. He is the CEO and 100% owner of Stone Financial and Capital Corporation, an investment company, and also holds positions at Stone Financial Management Group LLC and CPA on Fire.
Employment History
Current Registrations
Stone Financial
Previous Registrations
1st Global Advisors INC
1st Global Advisors INC
H.D. Vest Advisory Services, INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.