Stephen Sims is a CFA-designated registered investment advisor at Braemont Capital, based in Dallas, TX, with 12 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5 clients with $660M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3963 Maple Avenue, Suite 290, Dallas, TX, 75219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Braemont Capital
Previous Registrations
New Republic Capital, LLC
J.P. Morgan Securities LLCBroker
Harris Williams & CO.Broker
Commonwealth Financial NetworkBroker
State Registrations2 states
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