Michael Thompson
Michael Thompson is a registered investment advisor at LPL Financial LLC, based in Springboro, OH, with 18 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
770 Gardner Road, Springboro, OH, 45066
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2019Customer Dispute
December 2016Customer Dispute
June 2015Other Business Activities
Michael operates WPCU Retirement Solutions as a DBA for his LPL business. This activity takes nearly full-time hours during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Key Investment Services LLCBroker
Key Investment Services LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Natcity Investments, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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