Michael Thompson
Michael Thompson is a registered investment advisor at LPL Financial LLC, based in Centerville, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
277 E Alex Bell Road, Centerville, OH, 45459
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2019Customer Dispute
December 2016Customer Dispute
June 2015Other Business Activities
Michael operates WPCU Retirement Solutions as a DBA for his LPL business. This activity takes nearly full-time hours during trading.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Key Investment Services LLCBroker
Key Investment Services LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Natcity Investments, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.