TP
TP

Thanh Pham

18 Years of Experience
Cincinnati, OH
Broker

Thanh Pham is a registered investment advisor at Morgan Stanley, based in Cincinnati, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

7755 Montgomery Road, 2nd Floor, Cincinnati, OH, 45236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thanh is a board member for ArtsWave, serving on the Investment Committee and Finance Committee since October 2023. This activity requires minimal time outside of business hours and is not investment-related.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2009 - July 2009 · 2 mos
Citigroup Global Markets INC.Broker
May 2009 - July 2009 · 2 mos
UBS Financial Services INC.
October 2007 - June 2009 · 1 yr 8 mos
UBS Financial Services INC.Broker
September 2007 - June 2009 · 1 yr 9 mos
State Registrations40 states
ARAZCACOCTDCDEFLGAHIIAIDILINKSKYMAMDMIMNMONCNJNMNYOHOKORPARISCSDTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thanh Pham - Financial Advisor | TrueAdvisor