Thomas Maclennan is a CFP-designated registered investment advisor, based in Charlotte, NC, with 14 years of industry experience.
Location
6135 Park South Drive, Suite 510, Charlotte, NC, 28210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a partner and Chief Compliance Officer at WMS Advisors, LLC, dedicating full-time hours to management and financial advising. He is also involved in fixed insurance sales, TGM Capital, LLC, PKSF (selling fixed/traditional insurance products), and serves on the board and finance committee for Charlotte Bilingual Preschool.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Wms Advisors, LLC
Previous Registrations
Grove Point Investments, LLCBroker
State Registrations11 states
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