Andrew Casey Baum

CFA

Dimensional Fund Advisors LP

12 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Dimensional Fund Advisors LP

Compensation

Fee-Only (AUM)

Firm Size

235 advisors

Number of Clients

1,602 clients

Average Client Portfolio

$521.7M average

Assets Under Management

$835.7B

Fee Structure

Minimum Investment:$500K

Financial Planning:Investment management only

Location

6300 Bee Cave Road, Building One, Austin, TX, 78746

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Andrew is a board member and treasurer for the CFA Society North Carolina, overseeing the society's financial position and investment decisions. This activity requires minimal time.

Employment History

Current Registrations

Dimensional Fund Advisors LP

July 2018 - Present · 7 yrs 7 mos

Dfa Securities LLCBroker

July 2018 - Present · 7 yrs 7 mos

Previous Registrations

Morgan StanleyBroker

August 2013 - May 2018 · 4 yrs 9 mos

State Registrations2 states

NCTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.