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Oscar Gonzalez
18 Years of Experience
Coral Gables, FL
1 DisclosureBroker
Oscar Gonzalez is a registered investment advisor at Raymond James & Associates, INC., based in Coral Gables, FL, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2333 Ponce De Leon Blvd., Suite 500, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2008Settled
Other Business Activities
Oscar is a passive owner of Seoli Fund LLC and Toso Business LLC, both created to hold real estate investment property with his wife. He dedicates minimal time to each business.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2017 - May 2021 · 3 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - May 2021 · 3 yrs 8 mos
Hsbc Securities (USA) INC.
December 2009 - September 2017 · 7 yrs 9 mos
Hsbc Securities (USA) INC.Broker
November 2009 - September 2017 · 7 yrs 10 mos
Morgan Keegan & Company, INC.
November 2008 - November 2009 · 1 yr
Morgan Keegan & Company, INC.Broker
October 2008 - November 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
December 2007 - October 2008 · 10 mos
Morgan Stanley & CO. IncorporatedBroker
September 2007 - October 2008 · 1 yr 1 mo
State Registrations13 states
AZCADEFLINNCNJNVNYRITXVTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.