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JM
CFP
JM
CFP

Jesse Moreno

Cantor Fitzgerald Investment Advisors
17 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Jesse Moreno is a CFP-designated registered investment advisor at Cantor Fitzgerald Investment Advisors, based in New York, NY, with 17 years of industry experience. Jesse is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 1,295 clients with $3.2B in assets under management.

Cantor Fitzgerald Investment Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
1,295 clients
Average Client Portfolio
$2.5M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$500K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.75%
$1.0M - $10.0M0.60%
$10M+0.50%

Under certain circumstances, Cantor Fitzgerald Investment Advisors (CFIA) reserves the right to negotiate fees, which may result in different fees for similar investment management services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

110 East 59th Street, 7th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cantor Fitzgerald Investment Advisors
June 2022 - Present · 4 yrs 4 mos
Cantor Fitzgerald & CO.Broker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Bny Mellon Securities CorporationBroker
February 2016 - December 2021 · 5 yrs 10 mos
LPL Financial LLCBroker
February 2011 - January 2016 · 4 yrs 11 mos
Lincoln Financial Advisors Corporation
April 2008 - July 2010 · 2 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
February 2008 - July 2010 · 2 yrs 5 mos
State Registrations3 states
NJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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