Brooklyn Brock is a CFP, ChFC-designated registered investment advisor at Ellevate Advisors, based in Tulsa, OK, with 10 years of industry experience. Brooklyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more.
Compensation
Firm Size
IM Fee
Fee Structure
Ellevate Advisors offers ongoing financial planning for a monthly fee of $100-$2,000 or a quarterly fee of $300-$6,000. This includes working with a planner to develop and implement a financial plan, monitoring the plan, recommending changes, and ensuring the plan is up to date. The plan is reviewed annually.
Contact
Brooklyn Brock
Location
Tulsa, OK
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brooklyn works as a Paraplanner at Delegated Planning, taking about a quarter of her time. She also serves as Treasurer and Librarian at the International Languages Library, dedicating minimal time to this role.
Employment History
Current Registrations
Ellevate Advisors
Previous Registrations
Sageoak Financial, LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
I started in the industry with my family’s Ameriprise practice straight out of college. After passing the Series 7, 66, and OK Insurance exams, I worked as an Associate Advisor for several years, supporting several hundred client relationships, servicing 1-2 dozen retirement plans, and assisting with 2 business transitions with a retention rate of over 95%.