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Brent Niswander is a registered investment advisor, based in Raleigh, NC, with 16 years of industry experience.
Location
2401 Blue Ridge Rd, Raleigh, NC, 27607
Get directionsHistory
Regulatory History (1)
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Financial
April 2017Final
Other Business ActivitiesSells Insurance
Brent is an agent for SECU Life Insurance Company, selling life insurance, and a Financial Advisory Services Specialist at State Employees' Credit Union. He also works as an employee/contractor for NC Watchmaker, an e-commerce business focused on watch repair and sales, dedicating minimal time to this venture.
Employment History
Current Registrations
Credit Union Investment Services
May 2023 - Present · 3 yrs 2 mos
Secu Brokerage ServicesBroker
May 2023 - Present · 3 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2022 - May 2023 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2022 - May 2023 · 1 yr
J.P. Morgan Securities LLC
December 2020 - December 2021 · 1 yr
J.P. Morgan Securities LLCBroker
December 2020 - December 2021 · 1 yr
LPL Financial LLC
November 2014 - October 2020 · 5 yrs 11 mos
LPL Financial LLCBroker
November 2014 - October 2020 · 5 yrs 11 mos
State Farm Vp Management CORP.Broker
May 2014 - November 2014 · 6 mos
PNC InvestmentsBroker
December 2012 - March 2014 · 1 yr 3 mos
PNC Investments
December 2012 - March 2014 · 1 yr 3 mos
Fifth Third Securities, INC.
October 2011 - October 2012 · 1 yr
Fifth Third Securities, INC.Broker
October 2011 - October 2012 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - May 2010 · 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
Wachovia Securities, LLCBroker
August 2007 - December 2007 · 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.