Jonathan Smith is a registered investment advisor, based in Greensboro, NC, with 16 years of industry experience.
Location
628 Green Valley Road, Suite 206, Greensboro, NC, 27408
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jonathan works as a driver for Uber Eats, delivering food orders. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2019 - Present · 7 yrs 3 mos
Capfinancial Securities, LLC.
February 2019 - Present · 7 yrs 3 mos
Captrust
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2018 - January 2019 · 6 mos
Strategic Advisers LLC
September 2014 - July 2018 · 3 yrs 10 mos
Fidelity Brokerage Services LLCBroker
September 2014 - January 2019 · 4 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
January 2013 - May 2013 · 4 mos
TD Ameritrade, INC.
December 2011 - October 2012 · 10 mos
Amerivest Investment Management, LLC
December 2011 - October 2012 · 10 mos
TD Ameritrade, INC.Broker
October 2011 - October 2012 · 1 yr
TD Ameritrade Clearing, INC.Broker
May 2011 - October 2011 · 5 mos
TD Ameritrade, INC.Broker
October 2007 - June 2011 · 3 yrs 8 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.