Scott Lumbatis is a registered investment advisor, based in Alpharetta, GA, with 18 years of industry experience.
Location
2400 Lakeview Parkway, Suite 550, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott is an Investment Advisor Representative (IAR) and Registered Representative (RR) at Merit Financial Group and PKS, respectively. He dedicates full-time hours to Merit Financial Group.
Employment History
Current Registrations
Merit Financial Advisors
February 2025 - Present · 1 yr 7 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2025 - Present · 1 yr 7 mos
Previous Registrations
Osaic Advisory Services, LLC
October 2024 - February 2025 · 4 mos
Osaic Wealth, INC.
October 2024 - October 2024 · 0 mos
Osaic Wealth, INC.Broker
August 2024 - February 2025 · 6 mos
Triad Advisors LLCBroker
April 2017 - August 2024 · 7 yrs 4 mos
Scottrade, INC.Broker
November 2007 - April 2017 · 9 yrs 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.