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Justin Carfora

LPL Financial LLC
17 Years of Experience
Madison, CT
1 DisclosureBroker
View SEC Summary
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Justin Carfora is a registered investment advisor at LPL Financial LLC, based in Madison, CT, with 17 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

28 Durham Rd, Madison, CT, 06443

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2024
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Justin operates Webster Investments as a DBA for his LPL business. This investment-related activity takes up a full-time commitment.

Employment History
Current Registrations
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
First Trust Advisors LP
April 2019 - October 2022 · 3 yrs 6 mos
First Trust Portfolios L.P.Broker
January 2019 - October 2022 · 3 yrs 9 mos
Sentinus-Halo SecuritiesBroker
May 2018 - January 2019 · 8 mos
Terranova Capital Equities, INCBroker
November 2017 - May 2018 · 6 mos
Clinton Investment Management, LLC
November 2015 - July 2017 · 1 yr 8 mos
Sentinel Financial Services CompanyBroker
October 2014 - November 2015 · 1 yr 1 mo
Allianz Global Investors Distributors LLCBroker
January 2011 - October 2014 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2010 - December 2010 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2010 - December 2010 · 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
September 2007 - June 2009 · 1 yr 9 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
State Registrations1 state
CT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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