Misty Busam is a registered investment advisor at Morgan Stanley, based in Beavercreek, OH, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
4380 Buckeye Lane, Suite 200, Beavercreek, OH, 45440
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2019 - Present · 7 yrs 1 mo
Morgan Stanley
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
January 2019 - April 2019 · 3 mos
UBS Financial Services INC.Broker
October 2018 - April 2019 · 6 mos
TD Ameritrade Clearing, INC.Broker
December 2016 - May 2018 · 1 yr 5 mos
TD Ameritrade, INC.Broker
June 2016 - May 2018 · 1 yr 11 mos
Simply Money Advisors
January 2012 - February 2016 · 4 yrs 1 mo
Royal Alliance Associates, INC.Broker
November 2011 - November 2013 · 2 yrs
1st Global Advisors INC
May 2011 - October 2011 · 5 mos
1st Global Capital CORP.Broker
March 2011 - October 2011 · 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.