NO
CFP
NO
CFP

Nicholas S Oldham

17 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
136 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$392.2M

Fee Structure

Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $125K1.50%
$125K - $250K1.35%
$250K - $500K1.20%
$500K - $750K1.05%
$750K - $1000K0.90%
$1.0M - $2.0M0.75%
$2.0M - $3.0M0.65%
$3.0M - $4.0M0.60%
$4.0M - $5.0M0.55%
$5.0M - $6.0M0.50%
$6.0M - $7.0M0.45%
$7.0M - $8.0M0.40%
$8.0M - $9.0M0.35%
$9.0M - $10.0M0.30%
$10M+0.30%

The annual fee is negotiable based upon certain criteria. Accounts within the same household may be combined for a reduced fee. Fees are billed monthly in arrears or in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6700 Keaton Corporate Parkway, Suite 102, O'Fallon, MO, 63368

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Mainstreet RIA LLC
March 2021 - Present · 4 yrs 11 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
February 2018 - February 2021 · 3 yrs
Northwestern Mutual Investment Services,llc
February 2018 - February 2021 · 3 yrs
VALIC Financial Advisors, INC.
April 2012 - January 2017 · 4 yrs 9 mos
VALIC Financial Advisors, INC.Broker
April 2012 - January 2017 · 4 yrs 9 mos
LPL Financial LLC
July 2008 - January 2012 · 3 yrs 6 mos
LPL Financial LLCBroker
July 2008 - January 2012 · 3 yrs 6 mos
Aig Retirement Advisors, INC.
January 2008 - June 2008 · 5 mos
Aig Retirement Advisors, INC.Broker
January 2008 - June 2008 · 5 mos
LPL Financial Corporation
January 2008 - January 2008 · 0 mos
LPL Financial CorporationBroker
July 2007 - January 2008 · 6 mos
State Registrations2 states
MOTX
Advisor
Exams
No exam information available for this advisor.
Nicholas S Oldham - Financial Advisor | TrueAdvisor