Karen Buckley is a registered investment advisor, based in Williamsburg, VA, with 13 years of industry experience.
Location
Williamsburg, VA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karen works as an associate/employee at Atlantic Union Bank and Atlantic Union Financial Consultants/AUB Wealth Management, providing support to advisors. These roles each take about half of Karen's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
RBC Capital Markets, LLCBroker
February 2023 - January 2025 · 1 yr 11 mos
RBC Capital Markets, LLC
February 2023 - January 2025 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - March 2023 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2015 - March 2023 · 7 yrs 4 mos
Infinex Investments, INC.Broker
February 2015 - October 2015 · 8 mos
Resource Horizons Group LLCBroker
May 2011 - December 2012 · 1 yr 7 mos
MML Investors Services, INC.Broker
August 2008 - April 2009 · 8 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.