Charles Figg
Charles Figg is a registered investment advisor at Raymond James & Associates, INC., based in Santa Fe, NM, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
125 Lincoln Avenue, Suite 200, Santa Fe, NM, 87501
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2017Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Charles works as an insurance agent for various insurance carriers through W & R Insurance Agencies since 2007. He is also the owner of Newton LLC and VP of Marketing for Northern New Mexico Human Resources Assoc, dedicating about a quarter of his time and a few hours per week, respectively.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations41 states
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