MF
CFP
MF
CFP

Misty Farukh

17 Years of Experience
Danville, CA
Broker

Misty Farukh is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Danville, CA, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Danville, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2012 - Present · 14 yrs 2 mos
Raymond James & Associates, INC.
March 2012 - Present · 14 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2012 - Present · 14 yrs 2 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - March 2012 · 2 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - March 2012 · 2 yrs 9 mos
Citigroup Global Markets INC.
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
May 2008 - June 2009 · 1 yr 1 mo
State Registrations25 states
ALAZCACODCFLGAHIILMAMDMINCNHNJNMNVNYOHORSDTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.