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Leonard Gabbidon

UBS Financial Services INC.
19 Years of Experience
Purchase, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Leonard Gabbidon is a registered investment advisor at UBS Financial Services INC., based in Purchase, NY, with 19 years of industry experience. Leonard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

3 Manhattanville Road, Suite 210, Purchase, NY, 10577

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2002
Judgment / Lien
January 2002
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leonard is a notary public in Bronx, NY, since 2015. This activity requires minimal time.

Employment History
Current Registrations
UBS Financial Services INC.
June 2023 - Present · 3 yrs 4 mos
UBS Financial Services INC.Broker
June 2023 - Present · 3 yrs 4 mos
UBS Financial Services INC.
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2014 - June 2023 · 9 yrs
Wells Fargo Clearing Services, LLC
June 2014 - June 2023 · 9 yrs
J.P. Morgan Securities LLC
September 2013 - June 2014 · 9 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2014 · 1 yr 8 mos
Chase Investment Services CORP.Broker
August 2007 - October 2012 · 5 yrs 2 mos
State Registrations4 states
FLNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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