CB
CB
Christopher Banks
17 Years of Experience
Charlotte, NC
2 DisclosuresSells Insurance
Christopher Banks is a registered investment advisor at Legacy Wealth Management, based in Charlotte, NC, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
101 N Tryon Street Suite 600, Charlotte, NC, 28246
Get directionsHistory
Regulatory History (2)
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Financial
March 2018Pending
Employment Separation After Allegations
August 2009Other Business ActivitiesSells Insurance
Christopher is a licensed insurance agent.
Employment History
Current Registrations
Legacy Wealth Management
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Iams Wealth Management, LLC
November 2020 - December 2023 · 3 yrs 1 mo
Lincoln Financial Securities CorporationBroker
June 2018 - November 2020 · 2 yrs 5 mos
Park Avenue Securities LLCBroker
August 2017 - March 2018 · 7 mos
AXA Advisors, LLCBroker
April 2010 - June 2017 · 7 yrs 2 mos
Chase Investment Services CORP.Broker
September 2007 - September 2009 · 2 yrs
State Registrations1 state
NC
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.