Carol Whitley is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 18 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1000 Louisiana St 7th Fl, [Vc-Rbo], Houston, TX, 77002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Wfg Advisors, LP
Wfg Investments, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations11 states
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Exams
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