Beau Toth is a registered investment advisor, based in Palatine, IL, with 17 years of industry experience.
Location
Palatine, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Beau is the manager/owner of Precise Access LLC since 2019, receiving 1099 income and managing distributions. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Sextant Securities, LLC
January 2024 - Present · 2 yrs 3 mos
Sextant Securities, LLCBroker
January 2024 - Present · 2 yrs 3 mos
Legacy Capital Wealth Partners, LLC
August 2023 - Present · 2 yrs 8 mos
Previous Registrations
Sextant Securities, LLCBroker
June 2022 - January 2024 · 1 yr 7 mos
LPL Financial LLCBroker
June 2020 - June 2022 · 2 yrs
LPL Financial LLC
June 2020 - June 2022 · 2 yrs
AXA Distributors, LLCBroker
September 2018 - March 2020 · 1 yr 6 mos
Neuberger Berman Bd LLC
September 2013 - September 2018 · 5 yrs
Neuberger Berman Bd LLCBroker
March 2013 - September 2018 · 5 yrs 6 mos
Ameriprise Financial Services, INC.Broker
January 2011 - February 2013 · 2 yrs 1 mo
Transamerica Capital, INC.Broker
January 2010 - October 2010 · 9 mos
Planco Financial Services, LLCBroker
January 2008 - September 2009 · 1 yr 8 mos
State Registrations2 states
ILNY
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.