Clement Sprout
Clement Sprout is a registered investment advisor at Rockefeller Capital Management, based in Chicago, IL, with 8 years of industry experience. Clement operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.
Location
222 West Adams, Suite 2450, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
Financial
April 2017Other Business Activities
Clement works as an employee/contractor for The Sabbath Kitchen LLC, managing their online e-commerce store selling kitchen supplies. This activity requires minimal time and is not related to his work at Rockefeller Capital Management or Rockefeller Financial LLC.
Employment History
Current Registrations
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.