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CFP
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CFP

Benjamin Quilty

Pinnacle Investments, LLC
18 Years of Experience
East Syracuse, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Benjamin Quilty is a CFP-designated registered investment advisor at Pinnacle Investments, LLC, based in East Syracuse, NY, with 18 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Charitable Giving, Education Planning, and 7 more. Their firm serves 3,143 clients with $1.3B in assets under management.

Pinnacle Investments, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
57 advisors
Number of Clients
3,143 clients
Average Client Portfolio
$412K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The 3.00% annual rate is maximum and negotiable based on account size, investment complexity, use of sub-advisors, and level of service required. Minimum annual program fee is $100.00.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5845 Widewaters Pkwy, Ste 300, East Syracuse, NY, 13057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Benjamin is CCO/VP/Treasurer of Pinnacle Advisors/NYSA Liquidating Trust, dedicating about 10-20% of his time to compliance and financial oversight. He is also involved with professional race car insurance, receives commissions from life, disability, property, and casualty insurance sales through Gorsline Company, co-owns a short-term rental property with his wife, and is a board member of Pinnacle Holding Co., LLC, spending a few hours per week on this.

Employment History
Current Registrations
Pinnacle Investments, LLC
December 2018 - Present · 7 yrs 10 mos
Pinnacle Investments, LLCBroker
November 2010 - Present · 15 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 2008 - November 2010 · 2 yrs 10 mos
State Registrations25 states
AZCACOCTFLGAIDILMAMDMEMONCNHNJNYOHPASCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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